Invitation from The Directors Roundtable Institute

Harvard Alumni are invited to "Key Issues Facing Boards of Directors: New SEC Enforcement Initiatives and Corporate Governance Risks" on April 25, 8:30-10:30 am

The Directors Roundtable Institute has extended this invitation to Harvard Alumni in Colorado and Wyoming via the announcement below.

The Rocky Mountain Harvard University Club makes events such as this known to its constituents for their consideration.  It does not endorse the sponsors’ views, products, or services in any respect.

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The Directors Roundtable Institute and
University of Denver Sturm College of Law
Corporate & Commercial Law Program
Invite You to Attend a Program for Boards of Directors & Their Advisors


Thursday, April 25, 2013, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
University of Denver Sturm College of Law-Ricketson Law Building,
Room 165, 2255 East Evans Avenue, Denver

There is no fee to attend, and continental breakfast will be served.

Two hours of Colorado CLE credits are pending.

With a slow economy and important initiatives by the U.S. government, there are significant regulatory and enforcement challenges that Directors must address.  The Distinguished Speakers will discuss the SEC’s current views regarding enforcement and disclosure issues.  Topics will include compliance; internal corporate investigations; whistleblowers; insider trading; audit committee best practices; shareholder activism; governance; white collar defense; and the personal liability of Directors & Officers.  The Distinguished Speakers will also analyze what actions companies and their Boards should take to address these key issues.

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.


Donald Hoerl

Regional Director (Denver)
U.S. Securities and Exchange Commission

  J. Robert Brown, Jr.   Chauncey Wilson Memorial Research Chair;
Professor, University of Denver Sturm College of Law
  Phyllis Deiso   Partner & National SEC Practice Leader, McGladrey LLP
  Michael MacPhail
Douglas Wright
  Partners, Faegre Baker Daniels LLP

REGISTRATIONTo register, log on to our Website,, and click on "Current Events and Registration." To contact us, call Karen Todd at (727) 493-2067 or e-mail Jack Friedman, President, Directors Roundtable Institute, at